WebJun 12, 2024 · CEA section 1a(49) defines the term “swap dealer” to include any person who: (1) Holds itself out as a dealer in swaps; (2) makes a market in swaps; (3) regularly enters into swaps with counterparties as an ordinary course of business for its own account; or (4) engages in any activity causing the person to be commonly known in the trade as ... WebNov 20, 2012 · CEA, as well as Federal securities laws, to provide a comprehensive regulatory regime for swaps. Section 721 of the Dodd-Frank Act amends section 1a of the CEA, which, in relevant part, defines the term ‘‘swap’’ and includes foreign exchange swaps and foreign exchange forwards in the definition.2 Section 1a(47)(E) of the CEA authorizes
U.S.C. Title 12 - BANKS AND BANKING
Web3 CEA section 1a(39), 7 U.S.C. 1a(39) (defining the term ‘‘prudential regulator’’ to include the Board of Governors of the Federal Reserve System; the Office of the Comptroller of the Currency; the Federal Deposit Insurance Corporation; the Farm Credit WebEach of Dealer and Counterparty agrees and represents that it is an “eligible contract participant” as defined in Section 1a (18) of the U.S. Commodity Exchange Act, as amended (the “CEA”), the Agreement and this Transaction are subject to individual negotiation by the parties and have not been executed or traded on a “trading facility” as … féktisztító biztonsági adatlap
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WebNov 29, 2010 · See CEA section 1a(47)(b)(ii). 3 . II. Foreign Exchange Swaps and Forwards: Risk Management Framework . In response to questions four through seven (see appendix A for list of questions): • Settlement Risk and Continuous Linked Settlement (CLS) WebUnder CEA Section 1a(33) (7 U.S.C. 1a(33)), the term ‘‘security futures product’’ is defined as a security future or an option on a security future. 4 15 U.S.C. 78c(a)(51). This definition is supplemented by Exchange Act Rule 3a51–1, 17 … WebNov 20, 2012 · Under section 1a(47)(F) of the CEA, a foreign exchange swap or foreign exchange forward that is “listed and traded on or subject to the rules of a designated contract market or a swap execution facility, or that is cleared by a derivatives clearing organization, shall not be exempt from any provision of [CEA], or the amendments under … fektető